Harry Licursi


    Tax and retirement planning

    Harry Licursi Tax and Retirement Planning
    Business Continuity Plan Statement

    Dear Clients,

    In the event of an emergency or disaster, please feel assured that your investment and data is secure; and that you are able to reach your investment platform and Service Representatives as well as me. Certain exceptions apply to me in the event of personal disaster. My files are on the secure cloud, and your files are on servers with the various platform partners.  I use iCloud for email communication.


    Additionally, you have given me discretionary authority to manage and protect your investment assets. In the event of a disaster or emergency, with Internet available, I
    am able to effectively communicate on most all issues. Please find below helpful contact information as well as platform statements in the
    event you are unable to reach me and find a need to secure assurances.

    FTJ Fund Choice:

    2300 Litton Lane Suite 102 
    Hebron Kentucky 41048

    1-800-379-2513 


    TD Ameritrade:
    PO Box 650567
    Dallas Texas 75265-0567
    1-800-400-6288

    FTJ Business Continuity Plan Statement
    FTJ FundChoice (FTJFC) is committed to providing our clients with secure and reliable access to their accounts. We have a business continuity plan designed to
    allow FTJFC to continue operations of critical business functions (i.e. entering client orders, completing securities transactions and providing clients access to cash and
    securities). This is enabled in part by:
    •  Relocating impacted businesses to designated recovery locations.
    •  Maintaining a redundant data center in a geographically distant location.
    •  Designing technology and systems to support the recovery processes for critical business functions.
    •  Maintaining business and technology teams that are responsible for activating and
    managing the recovery process.
    •  Adopting a communication plan to provide FTJFC employees with emergency notifications and instructions via a variety of sources, including in-building announcements, telephone contact, and toll-free phone numbers.


    Although FTJFC has taken significant steps to develop and implement sound business recovery practices, after a major business disruption, clients may experience service disruptions or reduced services as we recover. FTJFC continually assesses, updates, and tests our plans to confirm that we are consistent with many of the best practices in the industry. Any material changes to the above information will be available on our Website or upon request.
    ​
    TD Ameritrade Business Continuity Plan Statement
    TD Ameritrade is committed to providing our clients with secure and reliable access to their accounts. This commitment includes providing information regarding plans to address disruptions in our business operations due to power outages, natural disasters, or other significant events. In the event of a disruption, TD Ameritrade has a Business Continuity Plan that is intended to permit the firm to maintain business operations such as processing client orders and transactions, providing access to cash and securities, and providing access to information about balances and transactions in client accounts. Examples of how TD Ameritrade’s plan addresses disruptions of varying scope and magnitude include:
    • Disruption of service at any of our service centers will result in calls, orders, and electronic communications being rerouted to an alternative service center located in a different region of the country with a separate power grid and transportation system.
    • A significant disruption in our primary data center will result in a transition to systems at an alternate data center. Our data centers are each supported by backup power generators and are located in different regions of the country with different power grids and transportation networks. Our data centers and service centers are located in separate and distinct regions from each other.

    Although TD Ameritrade has taken significant steps to develop and implement sound business recovery practices, after a significant business disruption, clients may still experience service disruptions, or reduced services or access as the firm recovers. We continually assess, update, and test our plans to ensure that TD Ameritrade plans are robust and are consistent with many of the best practices in the industry. Any modifications to our plan will be reflected in this Business Continuity Plan Statement, which will be posted on our website, or you may obtain a current version of this Statement by writing us at TD Ameritrade, Inc., Compliance Department, P.O. Box 2148, Omaha, NE 68103-2148.